Search for: "Livingston Asset Management LLC"
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25 Aug 2021, 8:13 am
On August 20, 2021, the United States Securities and Exchange Commission (“SEC”) filed an emergency action to stop a fraudulent Ponzi scheme allegedly perpetrated by Marietta, Georgia resident John Woods and two entities he controls: registered investment adviser Livingston Group Asset Management Company, d/b/a Southport Capital (“Southport”), and investment fund Horizon Private Equity, III, LLC. [read post]
31 Aug 2021, 1:35 pm
The SEC Complaint alleges that investment advisers at a company called Livingston Group Asset Management Company, which does business as Southport Capital, persuaded investors to lend money to a company known as Horizon Private Equity, III, LLC (“Horizon PE”). [read post]
27 Dec 2021, 6:50 am
Inc. in Atlanta, and Livingston Group Asset Management d/b/a Southport Capital. [read post]
23 Sep 2021, 1:17 pm
The fraud, involving Horizon Private Equity III, LLC was run through Woods’ registered investment advisor Livingston Group Asset Management Company, (doing business as Southport Capital). [read post]
7 Sep 2021, 6:41 am
The complaint also names Livingston Group Asset Management Company, d/b/a Southport Capital, which is a registered investment adviser firm owned and controlled by John Woods. [read post]
9 Feb 2018, 12:00 am
(“Apple”) asked the staff of the Securities and Exchange Commission (“SEC”) to permit the omission of a proposal submitted by Sustainvest Asset Management, LLC (“Shareholder”) requesting Apple produce a report assessing the climate benefits and feasibility of adopting a store-wide policy to keep entrance doors closed when climate control is in use. [read post]
15 Jun 2022, 7:50 am
The former investment advisors who were reportedly affiliated with Livingston Group Asset Management Company (Southport Capital), purportedly recommended that their clients invest at least $62 million in Horizon Private Equity III, a private fund allegedly controlled by Southport’s former owner and manager. [read post]
16 Feb 2018, 12:00 am
(“Apple”) asked the staff of the Securities and Exchange Commission (“SEC”) to permit the omission of a proposal submitted by Zevin Asset Management, LLC, on behalf of Eli Plenk (“Shareholders”) that would integrate sustainability and diversity metrics with the performance measures of Apple’s executive compensation plans. [read post]
23 Nov 2010, 5:00 am
Lumpkins currently serves as a director of Ecolab, Inc., a cleaning and sanitation products and services provider; a Senior Advisor to Varde Partners, Inc., an asset management company specializing in alternative investments; and a member of the Advisory Board of Metalmark Capital, a private equity investment firm. [read post]
24 Aug 2021, 12:14 pm
Wood is the president and majority owner of Southport, which is registered with the SEC as Livingston Group Asset Management Company, Inc. [read post]
13 Mar 2015, 12:04 pm
LIVINGSTON, C.J., concurs wi [read post]
13 Mar 2015, 12:04 pm
Superior Recharge's part-owner, Jon Blake, agreed to continue as general manager of the business for two years. [read post]
20 Jul 2023, 2:09 am
Some of the DST sponsors that create Delaware Statutory Trust investment deals are: AEI Bluerock Value Exchange Cantor Fitzgerald Capital Square 1031 ExchangeRight Four Springs TEN31 Xchange Inland Private Capital Corporation Moody National Companies Nelson Brothers Net Lease Capital Advisors Smart Stop Asset Management Livingston St. [read post]
28 Jul 2023, 1:02 pm
Woods of Livingston Group Asset Management Company d/b/a Southport Capital, and Horizon Private Equity, III, LLC was allegedly running an extensive ponzi scheme. [read post]
6 Sep 2021, 5:21 am
In fact, given the costs of her later years, she may well have increased his specific bequest to more equitably allocate all of her dwindling assets in her residuary estate to his benefit. [read post]
29 Nov 2018, 11:58 am
Educational Credit Management Corporation v. [read post]
20 Dec 2021, 5:30 am
The counterclaim for defamation was rejected in Musst Holdings v Astra Asset Management [2021] EWHC 3432 (Ch) on the basis that it was not proven that there was a publication as alleged and that the actual or natural and probable requisite loss had not been proven. [read post]
